Corporate Finance

Fund Administrators in Malta The Investment Services Act provides that any person who in Malta or from Malta provides administrative services which do not themselves constitute licensable activity under this Act, shall be required to apply for recognition by the MFSA. The Regulator The Malta Financial Services Authority (MFSA) is responsible for the recognition, regulation […]

Introducers under Maltese Financial Services Law Introducers in Malta: Introduction An Introducer is defined in the Glossary published by the MFSA as a person who enters into a written arrangement with a License Holder, whereby such person introduces a potential customer to the License Holder, as a consequence of which the License Holder may remunerate

Malta Investment Advice: Definition and Consideration Investment Advice under Maltese Law Investment advice is one type of investment service which may be furnished by an investment service provider licensed by the Malta Financial Services Authority (MFSA) under the Investment Services Act (ISA). With the exception of a category 4 licence holder, all other investment services

Malta Professional Investor Funds A Professional Investor Fund, commonly referred to as a PIF, is a type of collective investment scheme intended for particular categories of high net worth investors who are able to meet certain minimum investment requirements. The licensing and supervision of PIFs is carried out by the Malta Financial Services Authority (MFSA).

Malta Investment Firms Client Classification and Categorisation When providing investment services (other than investment advice or portfolio management services), a Licence Holder is required to ask its client or potential client to provide information relating to his knowledge and experience in the investment field relevant to the specific type of product or service offered or